The following is a recollection of John Nash’s seminal contribution to Geometry. It includes some descriptions of his interactions with other mathematicians. I have picked it up from his famous biography “A Beautiful Mind” by Sylvia Nasar.
There are two kinds of mathematical contributions: work that is important to the history of mathematics and work that is simply a triumph of the human spirit. — Paul J. Cohen, 1996.
In the spring of 1953, Paul Halmos, a mathematician at the University of Chicago, received the following letter from his old friend Warren Ambrose, a colleague of Nash’s:
There’s no significant news from here, as always. Martin is appointing John Nash to an Assistant Professorship (not the Nash at Illinois, the one out of Princeton by Steenrod) and I am pretty annoyed at that. Nash is a childish bright guy who wants to be “basically original,” which I suppose is fine for those who have some basic originality in them. He also makes a damned fool of himself in various ways contrary to this philosophy. He recently heard of the unsolved problem about imbedding a Riemannian manifold isometrically in Euclidean space, felt that this was his sort of thing, provided the problem were sufficiently worthwhile to justify his efforts;; so he proceeded to write to everyone in the math society to check on that, was told that it probably was, and proceeded to announce that he had solved it, modulo details, and told Mackey he would like to talk about it at the Harvard colloquium. Meanwhile, he went to Levinson to inquire about a differential equation that and Levinson says it is a system of partial differential equations and if he could only get to the essentially simpler analog of a single ordinary differential equation it would be a damned good paper — and Nash had only the vaguest notions about the whole thing. So it is generally conceded he is getting nowhere and making an even bigger ass of himself than he has previously been supposed by those with less insight than myself. But we have got him and saved ourselves the possibility of having a gotten a real mathematician. He’s a bright guy but conceited as Hell, childish as Wiener, hasty as X, obstreperous as Y, for arbitrary X and Y.
Ambrose had every reason to be both skeptical and annoyed.
Ambrose was a moody, intense, somewhat frustrated mathematician in his late thirties, full, as his letter indicates of dark humour. He was a radical and nonconformist. He married three times. He gave a lecture on “Why I am an atheist.” He once tried to defend some left-wing demonstrators against police in Argentina — and got himself beaten up and jailed for his efforts. He was also a jazz fanatic, a personal friend of Charlie Parker, and a fine trumpet player. Handsome, solidly built, with a boxer’s broken nose — the consequence of an accident in an elevator — he was one of the most popular members of the department. He and Nash clashed from the start.
Ambrose’s manner was calculated to give an impression of stupidity. “I am a simple man, I can’t understand this.” Robert Aumann recalled. “Ambrose came to class one day with one shoelace tied and the other untied. “Did you know your right shoelace is untied?” we asked. “Oh, my God,” he said, “I tied the left one and thought that the other must be tied by considerations of symmetry.”
The older faculty in the department mostly ignored Nash’s putdowns and jibes. Ambrose did not. Soon a tit-for-tat rivalry was under way. Ambrose, was famous, among other things, for detail. His blackboard notes were so dense that rather attempt the impossible task of copying them, one of his assistants used to photograph them. Nash, who disliked laborious, step-by-step expositions, found much to mock. When Ambrose wrote what Nash considered as an ugly argument on the blackboard during a seminar, Nash would mutter, “Hack, Hack” from the back of the room.
Nash made Ambrose the target of several pranks. “Seminar on the REAL mathematics!” read a sign that Nash posted one day. “The seminar will meet weekly Thursdays at 2PM in the Common Room.” Thursday at 2PM was the hour that Ambrose taught his graduate course in analysis. On another occasion, after Ambrose delivered a lecture at the Harvard mathematics colloquium, Nash, arranged to have a large bouquet of roses delivered to the podium as if Ambrose were a ballerina taking her bows.
Ambrose needled back. He wrote “F*** Myself” on the To Do list that Nash kept hanging over his desk on a clipboard. It was he who nicknamed Nash “Gnash” for constantly making belittling remarks about other mathematicians. And, during a discussion in the common room, after one of Nash’s diatribes about hacks and drones, Ambrose said disgustedly, “If you are so good, why don’t you solve the embedding problem for manifolds?” — a notoriously difficult problem that had been around since it was posed by Riemann.
So Nash did.
Two years later at the University of Chicago, Nash began a lecture describing his first really big theorem by saying, “I did this because of a bet.” Nash’s opening statement spoke volumes about who he was. He was a mathematician who viewed mathematics not as a grand scheme, but as a collection of challenging problems. In the taxonomy of mathematicians, there are problem solvers and theoreticians, and by temperament, Nash belonged to the first group. He was not a game theorist, analyst, algebraist, geometer, topologist, or mathematical physicist. But he zeroed in on areas in these fields where essentially nobody had achieved anything. The thing was to find an interesting question that he could say something about.
Before taking on Ambrose’s challenge, Nash wanted to be certain that solving the problem would cover him with glory. He not only quizzed various experts on the problem’s importance, but according to Felix Browder, another Moore Instructor, claimed to have proved the result long before he actually had. When a mathematician at Harvard confronted Nash, recalled Browder: “Nash explained that he wanted to find out whether it was worth working on.”
“The discussion of manifolds was everywhere,” said Joseph Kohn in 1995, gesturing to the air around him. “The precise question that Ambrose asked Nash in the common room one day was the following: Is it possible to embed any Riemannian manifold in a Euclidean space?”
It’s a “deep philosophical question” concerning the foundations of geometry that virtually every mathematician — from Riemann and Hilbert to Elie-Joseph Cartan and Hermann Weyl — working in the field of differential geometry for the past century had asked himself. The question, first posed explicitly by Ludwig Schlaffi in the 1870s, had evolved naturally from a progression of other questions that had been posed and partly answered beginning in the mid-nineteenth century. First mathematicians studied ordinary curves, then surfaces, and finally, thanks to Riemann, a sickly German genius and one of the great figures of nineteenth century mathematics, geometric objects in higher dimensions. Riemann discovered examples of manifolds inside Euclidean spaces. But, in the early 1950s interest shifted to manifolds partly because of the large role that distorted space and time relationships had in Einstein’s theory of relativity.
Nash’s own description of the embedding problem in his 1995 Nobel autobiography hints at the reason he wished to make sure that solving the problem would be worth the effort: “This problem, although classical, was not much talked about is an outstanding problem. It was not like, for example, the four-colour conjecture.”
Embedding involves portraying a geometric object as — or, a bit more precisely, making it a subset of — some space in some dimension. Take the surface of a balloon. You can’t put it on a blackboard, which is a two-dimensional space. But you can make it a subset of spaces of three or more dimensions. Now take a slightly more complicated object, say a Klein bottle. A Klein bottle looks like a tin can whose lid and bottom have been removed and whose top has been stretched around and reconnected through the side to the bottom. If you think about it, it’s obvious that if you try that in three-dimensional space, the thing intersects itself. That’s bad from a mathematical point of view because the neighbourhood in the immediate vicinity of the intersection looks weird and irregular, and attempts to calculate various attributes like distance or rates of change in that part of the object tend to blow up. But, put the same Klein bottle into a space of 4 dimensions and the thing no longer intersects itself. Like a ball embedded in three space, a Klein bottle in four space becomes a perfectly well-behaved manifold.
Nash’s theorem stated that any kind of surface that embodied a special notion of smoothness can actually be embedded in Euclidean space. He showed that you could fold the manifold like a silk handkerchief without distorting it. Nobody would have expected Nash’s theorem to be true. In fact, everyone would have expected it to be false. “It showed incredible originality,” said Mikhail Gromov, the geometer whose book Partial Differential Relations builds on Nash’s work. He went on:
“Many of us have the power to develop existing ideas. We follow paths prepared by others. But most of us could never produce anything comparable to what Nash produced. It’s like lightning striking. Psychologically the barrier he broke is absolutely fantastic. He has completely changed the perspective of partial differential equations. There has been some tendency in recent decades to move from harmony to chaos. Nash says chaos is just round the corner.”
John Conway, the Princeton mathematician who discovered surreal numbers and invented the game of Life, called Nash’s result “one of the most important pieces of mathematical analysis in this century.”
It was also, one must add, a deliberate jab, at then-fashionable approaches to Riemannian manifolds, just as Nash’s approach to theory of games was a direct challenge to von Neumann’s. Ambrose, for example, was himself involved in a highly abstract and conceptual description of such manifolds at the time. As Jurgen Moser, a young German mathematician who came to know Nash well in the mid-1950’s, put it, “Nash didn’t like that style of mathematics at all. He was out to show that this, to his mind, exotic approach was completely unnecessary since any such manifold was simply a submanifold of a high dimensional Euclidean space.”
Nash’s important achievement may have been the powerful technique he invented to obtain his result. In order to prove his theorem, Nash had to confront a seemingly insurmountable obstacle, solving a certain set of partial differential equations that were impossible to solve with existing methods.
That obstacle cropped up in many mathematical and physical problems. It was the difficulty that Levinson, according to Ambrose’s letter, pointed out to Nash, and it is a difficulty that crops up in many many problems — in particular, nonlinear problems. Typically, in solving an equation, the thing that is given is some function, and one finds estimates of derivatives of a solution in terms of derivatives of the given function. Nash’s solution was remarkable in that the a priori estimates lost derivatives. Nobody knew how to deal with such equations. Nash invented a novel iterative method — a procedure for making a series of educated guesses — for finding roots of equations, and combined it with a technique for smoothing to counteract the loss of derivatives.
Newman described Nash as a ‘very poetic, different kind of thinker.” In this instance, Nash used differential calculus, not geometric pictures or algebraic manipulations, methods that were classical outgrowths of nineteenth-century calculus. The technique is now referred to as Nash-Moser theorem, although there is no dispute that Nash was its originator. Jurgen Moser was to show how Nash’s technique could be modified and applied to celestial mechanics — the movement of planets — especially, for establishing the stability of periodic orbits.
Nash solved the problem in two steps. He discovered that one could embed a Riemannian manifold in a three-dimensional space if one ignored smoothness. One had, so to speak, to crumple it up. It was a remarkable result, a strange and interesting result, but a mathematical curiosity, or so it seemed. Mathematicians were interested in embedding without wrinkles, embedding in which the smoothness of the manifold could be preserved.
In his autobiographical essay, Nash wrote:
“So, as it happened, as soon as I heard in conversation at MIT about the question of embeddability being open I begann to study it. The first break led to a curious result about the embeddability being realizable in surprisingly low-dimensional ambient spaces provided that one would accept that the embedding would have only limited smoothness. And later, with “heavy analysis”, the problem was solved in terms of embedding with a more proper degree of smoothness.”
Nash presented his initial “curious” result at a seminar in Princeton, most likely in the spring of 1953, at around the same time that Ambrose wrote his scathing letter to Halmos. Emil Artin was in the audience. He made no secret of his doubts.
“Well, that’s all well and good, but what about the embedding theorem?” said Artin. “You’ll never get it.”
“I’ll get it next week,” Nash shot back.
One night, possibly en route to this very talk, Nash was hurtling down the Merritt Parkway. Poldy Flatto was riding with him as far as the Bronx. Flatto, like all the other graduate students, knew that Nash was working on the embedding problem. Most likely to get Nash’s goat and have the pleasure of watching his reaction, he mentioned that Jacob Schwartz, a brilliant young mathematician at Yale whom Nash knew slightly, was also working on the problem.
Nash became quite agitated. He gripped the steering wheel and almost shouted at Flatto, asking whether he had meant to say that Schwartz had solved the problem. “I didn’t say that,” Flatto corrected. “I said I heard he was working on it.”
“Working on it?” Nash replied, his whole body now the picture of relaxation. “Well, then there’s nothing to worry about. He doesn’t have the insights I have.”
Schwartz was indeed working on the same problem. Later, after Nash had produced his solution, Schwartz wrote a book on the subject of implicit-function theorems. He recalled in 1996:
“I got half the idea independently, but I couldn’t get the other half. It’s easy to see an approximate statement to the effect that not every surface can be exactly embedded, but that you can come arbitrarily close. I got that idea and I was able to produce the proof of the easy half in a day. But then I realized that there was a technical problem. I worked on it for a month and couldn’t see any way to make headway. I ran into an absolute stone wall. I didn’t know what to do. Nash worked on that problem for two years with a sort of ferocious, fantastic tenacity until he broke through it.”
Week after week, Nash would turn up in Levinson’s office, much as he had in Spencer’s, at Princeton. He would describe to Levinson what he had done and Levinson would show him why it didn’t work. Isadore Singer, a fellow Moore Instructor, recalled:
“He’d show the solutions to Levinson. The first few times he was dead wrong. But, he didn’t give up. As he saw the problem get harder and harder, he applied himself more, and more and more. He was motivated just to show everybody how good he was, sure, but on the other hand he didn’t give up even when the problem turned out to much harder than expected. He put more and more of himself into it.”
There is no way of knowing what enables one man to crack a problem while another man, also brilliant, fails. Some geniuses have been sprinters who have solved problems quickly. Nash was a long-distance runner. If Nash defied von Neumann in his approach to the theory of games, he now took on the received wisdom of nearly a century. He went into a classical domain where everybody understood what was possible and what was not possible. “It took enormous courage to attack these problems,” said Paul Cohen, a mathematician at Stanford University and a Fields medalist. His tolerance for solitude, great confidence in his own intuition, indifference to criticism — all detectable at a young age but now prominent and impermeable features of his personality — served him well. He was a hard worker by habit. He worked mostly at night in the MIT office — from ten in the evening until 3.00AM — and on weekends as well, with, as one observer said, “no references, but his own mind and his supreme self-confidence.” Schwartz called it “the ability to continue punching the wall until the stone breaks.”
The most eloquent description of Nash’s single-minded attack on the problem comes from Moser:
“The difficulty that Levinson had pointed out, to anyone in his right mind, would have stopped them cold and caused them to abandon the problem. But Nash was different. If he had a hunch, conventional criticism didn’t stop him. He had no background knowledge. It was totally uncanny. Nobody could understand how somebody like that could do it. He was the only person I ever saw with that kind of power, just brute mental power.”
The editors of the Annals of Mathematics hardly knew what to make of Nash’s manuscript when it landed on their desks at the end of October 1954. It hardly had the look of a mathematics paper. It was as thick as a book, printed by hand rather than typed and chaotic. It made use of concepts and terminology more familiar to engineers than to mathematicians. So, they sent it to a mathematician at Brown University, Herbert Federer, and Austrian born refugee from Nazism and a pioneer in surface area theory, who, although only thirty-four, already had a reputation for high standards, superb taste, and an unusual willingness to tackle difficult manuscripts.
Mathematics is often described, quite rightly, as the most solitary of endeavours. But when a serious mathematician announces that he had found the solution to an important problem, at least one other serious mathematician, and sometimes several, as a matter of longstanding tradition that goes back hundreds of years, will set aside his own work for weeks and months at a time, as one former collaborator of Federer put it, “to make a go of it, and to straighten everything out.” Nash’s manuscript presented Federer with a sensationally complicated puzzle and he attacked the task with relish.
The collaboration between the author and referee took months. A large correspondence, many telephone conversations, and numerous drafts ensued. Nash did not submit the revised version of the paper until nearly the end of the following summer. His acknowledgement to Federer was, by Nash’s standards effusive. “I am profoundly indebted to H. Federer, to whom may be traced most of the improvement over the first chaotic formulation of this work.”
Armand Borel, who was a visiting professor at Chicago when Nash gave a lecture on his embedding theorem, remembers the audience’s shocked reaction. “Nobody believed his proof at first,” he recalled in 1995. “People were very skeptical. It looked like a beguiling idea. But when there’s no technique you are skeptical. You dream about a vision. Usually you are missing something. People did not challenge him publicly, but they talked privately.” (Characterically, Nash’s report to his parents merely said, ‘talks went well.’)
Gian-Carlo Rota, professor of mathematics and philosophy at MIT confirmed Borel’s account. “One of the great experts on the subject told me that if one of his graduate students had proposed such an outlandish idea he’d have thrown him out of his office.
The result was so unexpected and Nash’s methods so novel, that even the experts had tremendous difficulty understanding what he had done. Nash used to have drafts lying around the MIT common room. A former MIT graduate student recalls a long and confused discussion between Ambrose, Singer and Masatake Kuranishi, (a mathematician at Columbia University who later applied Nash’s result), in which each one tried to explain Nash’s result to the other without much success.
Jack Schwartz recalled:
“Nash’s solution was not just novel, but very mysterious, a mysterious set of weird inequalities that all came together. In my explication of it I sort of looked at what happened and could generalize and give an abstract form and realize it was applicable to situations other the specific one he treated. But, I didn’t quite get to the bottom of it either.”
Later, Heinz Hopf, professor of mathematics in Zurich and a past president of the International Mathematical Union, “a great man with a small build, friendly, radiating a warm glow, who knew everything about differential geometry,” gave a talk on Nash’s embedding theorem in New York. Usually, Hopf’s lectures were models of crystalline clarity. Moser, who was in the audience recalled. “So we thought NOW we will understand what Nash did. He was naturally skeptical. He would have been an important validator of Nash’s work. But, as the lecture went on, my God, Hopf was befuddled himself. He couldn’t convey a complete picture. He was completely overwhelmed.”
Several years later, Jurgen Moser tried to get Nash to explain how he had overcome the difficulties that Levinson had originally pointed out:”I did not learn so much from him. When he talked, he was vague, hand waving. ‘You have to control this. You have to watch out for that.’ You couldn’t follow him. But, his written paper was complete and correct.” Federer not only edited Nash’s paper to make it more accessible, but also was the first to convince the mathematical community that Nash’s theorem was indeed correct.
Martin’s surprise proposal, in the early part of 1953, to offer Nash a permanent faculty position set off a storm of controversy among the eighteen-member mathematics faculty. Levinson and Wiener were among Nash’s strongest supporters. But, others like Warren Ambrose and George Whitehead, the distinguished topologist, were opposed. Moore Instructorships weren’t meant to lead to tenure-track positions. More to the point, Nash had plenty of enemies and few friends in his first year and a half. His disdainful manner towards his colleagues and his poor record as a teacher rubbed many the wrong way.
Mostly, however, Nash’s opponents were of the opinion that he hadn’t proved he could produce. Whitehead recalled, “He talked big. Some of us were not sure he could live up to his claims.” Ambrose, not surprisingly, felt similarly. Even Nash’s champions could not have been completely certain. Flatto remembered one occasion on which Nash came to Levinson’s office to ask Levinson whether he’d a draft of his embedding paper. Levinson said, “To tell you the truth I don’t have enough background in this area to pass judgement.”
When Nash finally succeeded, Ambrose did what a fine mathematician and sterling human being would do. His applause was as loud as or louder than anyone else’s. The bantering became friendlier and among other things, Ambrose took to telling his musical friends that Nash’s whistling was the purest, most beautiful tone he had ever heard.
Until the next blog,
The leading lights at Courant were very much at the forefront of rapid progress, stimulated by World War II, in certain kinds of differential equations that serve as mathematical models for an immense variety of physical phenomena involving some sort of change. By the mid-fifties, as Fortune noted, mathematicians knew relatively simple routines for solving ordinary differential equations using computers. But there were no straightforward methods for solving most nonlinear partial differential equations that crop up when large or abrupt changes occur — such as equations that describe the aerodynamic shock waves produced when a jet accelerates past the speed of sound. In his 1958 obituary of von Neumann, who did important work in this field in the thirties, Stanislaw Ulam called such systems of equations “baffling analytically” saying that they “defy even qualitative insights by present methods.” As Nash was to write that same year, “The open problems in the area of non-linear partial differential equations are very relevant to applied mathematics and science as a whole, perhaps, more so than the open problems in any other area of mathematics, and this field seems poised for rapid development. It seems clear however that fresh methods must be employed.”
Nash, partly because of his contact with Norbert Wiener and perhaps his earlier interaction with Weinstein at Carnegie, was already interested in the problem of turbulence. Turbulence refers to the flow of gas or liquid over any uneven surface, like water rushing into a bay, heat or electrical charges travelling through metal, oil escaping from an underground pool, or clouds skimming over an air mass. It should be possible to model such motion mathematically. But, it turns out to be extremely difficult. As Nash wrote:
Little is known about the existence, uniqueness and smoothness of solutions of the general equations of flow for a viscous, compressible, and heat conducting fluid. These are a non-linear parabolic system of equations. An interest in these questions led us to undertake this work. It became clear that nothing could be done about the continuum description of general fluid flow without the ability to handle non-linear parabolic equations and this in turn required an a priori estimate of continuity.
It was Louis Nirenberg, a short, myopic, and sweet-natured young protege of Courant’s, who had handed Nash a major unsolved problem in the then fairly new field of nonlinear theoty. Nirenberg, also in his twenties then, and already a formidable analyst, found Nash a bit strange. “He’d often seemed to have an internal smile, as if he was thinking of a private joke, as he was laughing at a private joke that he had never told anyone about.” But he was extremely impressed with the technique Nash had invented for solving his embedding theorem and sensed that Nash might be the man to crack an extremely difficult outstanding problem that had been open since the late 1950s:
He (Nirenberg) had recalled:
I worked in partial differential equations. I also worked in geometry. The problem had to do with certain kinds of inequalities associated with elliptic partial differential equations. The problem had been around in the field for some time and a number of people had worked on it. Someone had obtained such estimates much earlier in the 1930s in two dimensions. But the problem was open for almost thirty years in higher dimensions.
Nash had begun working on the problem almost as soon as Nirenberg suggested it, although he knocked on doors until he had been satisfied that the problem was as important as Nirenberg had claimed. Peter Lax, who was one of these he had consulted, had commented some time back: In physics, everybody knows the most important problems. They are well-defined. Not so in mathematics. People are more introspective. For Nash, though, it had to be important in the opinion of others.
Nash had started visiting Nirenberg’s office to discuss his progress. But, it was weeks before Nirenberg got any real sense that Nash was getting anywhere. “We would meet often. Nash would say, “I seem to need such and such an inequality. I think it’s true that…” Very often, Nash’s speculations were far off the mark. He was sort of groping. He gave that impression. I wasn’t very confident he was going to get through.
Nitenberg had then sent Nash around to talk to Lars Hormander, a tall, steely Swede who was then already one of the top scholars in the field. Precise, careful, and immensely knowledgeable, Hormander knew Nash, by reputation but had reacted even more skeptically than Nirenberg. “Nash had learned from Nirenberg the importance of extending the Holder estimates known for second-order elliptic equations with two variables and irregular coefficients to higher dimensions,” Hormander had recalled in 1997. “He came to see me several times. ‘What did I think of such and such an inequality?’ At first, his conjectures were obviously false. They were easy to disprove by known facts on constant coefficient operators. He was rather inexperienced in these matters. Nash did things from scratch without using standard techniques. He was always trying to extract problems…(from conversations with others). He had not the patience to study them.”
Nash had continued to grope, but with more success. “After a couple more times,” said Hormander, “he would come up with things that were not so obviously wrong.”
By the spring, Nash was able to obtain basic existence, uniqueness, and continuity theorems once again using novel methods of his own invention. He had a theory that difficult problems couldn’t be attacked frontally. He had approached the problem in an ingeniously roundabout manner, first transforming the nonllnear equations into linear equations and then attacking these by nonlinear means. “It was a stroke of genius,” said Peter Lax, who had followed the progress of Nash’s research closely. “I have never seen that done. I always kept it in my mind, thinking may be, it will work in another circumstance.”
(Note: Peter Lax is an earlier Abel Laureate).
Nash’s new result had gotten far more immediate attention than his embedding theorem. It had convinced Nirenberg, too, that Nash was a genius. Hormander’s mentor of the University of Lund, Lars Garding, a world class specialist in partial differential equations, had immediately declared, “You have to be a genius to do that.”